Investment Program Association 2012 Fall Conference
Partner Deborah Froling is moderating a panel at the Investment Program Association’s 2012 Fall Conference. The panel, titled “Advertising Regulatory Panel – Advertising and You: SEC and FINRA Guidance,” features Sonia Barros, special counsel in the Corporation Finance division of the Securities and Exchange Commission (SEC), and Thomas A. Pappas, vice president and director of Advertising Regulation at FINRA. Deborah also serves as chair of this conference.
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